Kyc Know Your Customer Bootcamp (8 Hours, New For 2022)

POSSIBLY THE BEST KYC COURSE IN THE WORLD. learn skills course on how to be come an KYC Analyst, not just AML Theory.

What you'll learn

Profficient in CIP

Profficient in CDD

Understanding of various AML topics

Understanding of Financial Crime Compliance ecosystem.

Source of Wealth

Politicall Exposed Persons

Sanctions

Formalities

Requirements

No Requirements

Description

Greetings All,This course is designed to be the best KYC course on the market. It's designed to be the best KYC course in the market, and unlike other courses which just teach AML and Financial Crime theory, this course has been designed in mind to teach you KYC-CDD from start to finish. This includes all topics of the Client Onboarding process for financial institutions such as Formalities, Name Screening, Risk Assessments, QA, Source of Funds, Source of Wealth, Sanctions, PEPS, and much much more.Being in Financial Crime is one of the hottest global jobs around the world, and even in uncertain economic times will only grow as more and more nations force large-scale regulatory and legal demands on big financial institutions.This course goes through Anti Bribery and Anti Corruption for Financial Crime Compliance, AML. KYC. These skills are required at major financial institutions such as Investment Banks, Hedge Funds, Private Equity, and now Crypto.People who complete this course will have the skills and knowledge to become:KYC AnalystKYC/CDD AnalystKYC Onboarding AnalystKYC RepresentativeKYC Team LeadClient/Customer Onboarding AnalystClient/Customer Onboarding SpecialistAML Prevention RepresentativeI'm a qualified financial crime expert, I've been previously focusing on exam preparation but now I've dived into the course realm. I currently work for an Investment Advisor in Los Angeles but have previously worked in Sydney, London, New York, and Perth. I have a Masters's degree in Anti Money Laundering and Counter-Terrorism Financing from Charles Sturt University. I've previously worked for MUFG, CBA, JP Morgan, Credit Suisse, BMO Capital Markets. and a couple of investment advisors such as hedge funds and private Equity.I'm happy and always willing to provide continuous support to people who are here if you have any queries or questions on various certifications and becoming a KYC analyst

Overview

Lecture 1 Introduction/Teaser

Lecture 2 How to use this course? PDF Document Attached.

Lecture 3 Reasons To Take This Course

Lecture 4 What is KYC?

Lecture 5 What is KYC Video

Lecture 6 KYC Process in a nutshell

Lecture 7 How KYC Fits in with an Organization?

Lecture 8 New Client Onboarding or Remediation/Reassessments

Lecture 9 Staff v Consultant?

Lecture 10 Customer Due Diligence Rule Basics

Lecture 11 Timeframe

Section 1: Types of Financial Institutions and Types of Financial Divisons

Lecture 12 Individuals/Retail Banking

Lecture 13 Institutional Banking and Wholesale Banking

Lecture 14 Private Banking

Lecture 15 Securities Dealers

Lecture 16 Alternative Investments

Lecture 17 Crypto

Section 2: Front Office Communication

Lecture 18 Front Office Basics

Lecture 19 Initial Email from Front Office.

Lecture 20 Initial email and request from Front Office

Lecture 21 Receiving Documents from Front Office

Lecture 22 Stages of the KYC Process

Section 3: Customer Identification Stage

Lecture 23 Legal Name

Lecture 24 Legal Name (Entity)

Lecture 25 Legal Name (Individual)

Lecture 26 Legal Name Example

Lecture 27 Legal Address

Lecture 28 Legal Address Entity Example

Lecture 29 Legal Address Individual Example

Lecture 30 Legal Name Discrepancies

Lecture 31 Principal Place of Business (PPOB)

Lecture 32 Principal Place of Business (PPOB) Example

Lecture 33 Secondary Verification of Business Location/Domiciled Location

Lecture 34 Legal Name, Registered Address, Principal Address, Legal Number COMBINATION

Lecture 35 Date of Incorporation

Lecture 36 Date of Incorporation Example

Lecture 37 Type of Ownership

Lecture 38 Types of Ownership - Example

Lecture 39 Bearer Shares

Lecture 40 Offshore Banking Licence

Lecture 41 Purpose of Account

Lecture 42 Financial Regulator

Lecture 43 Financial Regulator Example

Lecture 44 Public Traded Companies and Exemptions.

Lecture 45 Legal Entity Identifier

Lecture 46 Tax Residence

Lecture 47 Financial Industries

Lecture 48 Regulator Ultimate Parent

Lecture 49 Number of Employees

Lecture 50 Number of Employees - KYC Example

Lecture 51 Tax Identification Number (TIN)

Lecture 52 Primary Business

Lecture 53 Primary Business Example

Lecture 54 Financials

Lecture 55 Financials (EXAMPLE)

Lecture 56 NAICS & SICS Codes

Lecture 57 Operating Company

Lecture 58 Board of Directors and Senior Management

Lecture 59 Product

Lecture 60 Source of Funds

Lecture 61 Source of Funds Example

Lecture 62 Source of Wealth

Lecture 63 Old Source of Wealth Example

Lecture 64 Source of Wealth Real Estate Plausibility

Lecture 65 Source of Wealth Plausibility of Employment

Lecture 66 Materiality in SoW

Lecture 67 Investment Experience and Preference

Lecture 68 W8-BEN-E

Lecture 69 W9

Lecture 70 Correspondant Banking Downstream Nested Payable Through Accounts

Lecture 71 Politically Exposed Persons (PEPS)

Lecture 72 Policies and Procedures

Lecture 73 Provide full legal name of the ultimate parent (if different from the Entity)

Lecture 74 Registered Address

Lecture 75 Board of Directors and Senior Management EXAMPLE

Lecture 76 Documents not in English

Lecture 77 Client Tax Score

Lecture 78 Sanctions Risk Desk

Lecture 79 Sanctions Screening

Lecture 80 Sanctions Screening Example

Lecture 81 Name Screening

Lecture 82 Screening - What we are looking for?

Lecture 83 Name Screening - Proprietary Databases

Lecture 84 Name Screening Vendors

Lecture 85 Screening: Individuals and Entities

Lecture 86 Screening in 2022

Lecture 87 False Match. True Match, False Positive

Lecture 88 Double Blind Name Screening

Lecture 89 Ownership Structure

Lecture 90 RIsk Assessment

Lecture 91 Risk Assessment Matrix

Lecture 92 Geography/Jursidiction

Lecture 93 Channel RIsk

Lecture 94 Exchange Listing

Lecture 95 High Risk Industries

Lecture 96 High Risk Countries

Lecture 97 Extractive Industries

Lecture 98 Virtual Currencies (Crypto)

Lecture 99 Casino Gambling

Lecture 100 Charities and Non-Profits

Lecture 101 Offshore Tax Havens: A guide on which nations are Treasure Islands.

Lecture 102 Asset Contributor Rule

Section 4: United Airlines Case Study

Lecture 103 United Airlines - Legal Name

Lecture 104 United Airlines - Registered Address

Lecture 105 United Airlines - Primary Business Address/PPOB

Lecture 106 United Airlines - Tax form W9/W8 EIN

Lecture 107 Board of Directors

Lecture 108 Senior Management

Lecture 109 United Airlines - Financial Information/Financials

Lecture 110 United Airlines - Primary ID

Lecture 111 United Airlines - Regulated Stock Exchange

Lecture 112 United Airlines - Source of Funds

Lecture 113 United Airlines - Source of Wealth

Section 5: Customer Due Diligence

Lecture 114 What is KYC

Lecture 115 What is the Beneficial Ownership?

Lecture 116 Beneficial Ownership Discussion

Lecture 117 Researching the BO and Dealing with Obstacles with Clients

Lecture 118 KYC-CDD Rule

Lecture 119 Beneficial Owner and Ultimate Beneficial Ownership

Lecture 120 Benefitial Owner vs Control Prong

Lecture 121 Finding the Beneficial Owner and Ultimate Beneficial Owner.

Lecture 122 Primary Identification for Ultimate Beneficial Ownership and Control Prong

Lecture 123 Event Triggers

Lecture 124 Designated Non Financial Businesses

Section 6: Enhanced Due Diligence

Lecture 125 Enhanced Due Diligence (EDD)

Lecture 126 When to perform Enhanced Due Diligence

Lecture 127 Mitigating Enhanced Due Diligence

Section 7: Onboarding Types (Funds, Private Equity, Hedge Funds, Investment Management)

Lecture 128 Investment Funds Client Onboarding

Lecture 129 Individuals

Lecture 130 Address and Account Verification

Lecture 131 Trusts

Lecture 132 Revocable Trust

Lecture 133 Government Bodies

Lecture 134 Corporations

Lecture 135 Partnerships

Lecture 136 Limited Partnership Agreement

Section 8: General KYC Stuff

Lecture 137 Sustainability Desk Approval

Lecture 138 Reputational Risk Desk Approval

Lecture 139 Priority Accounts

Lecture 140 Checklists

Lecture 141 Document Printing

Lecture 142 Connecting the Customer to the Banking/Trade System.

Lecture 143 Letting the Front Office Know

Lecture 144 KYC - Periodic Review

Lecture 145 Independant Testing

Lecture 146 Employee Due Diligence

Lecture 147 Client Life Cycle Management

Lecture 148 Quality Assurance

Lecture 149 Ongoing Employee Training

Lecture 150 FCC Line 2 Escalations

Lecture 151 AML Officer

Lecture 152 MLRO Officer

Lecture 153 Legal

Section 9: Legal Name and Resource search for different jurisidictions

Lecture 154 Legal Name Canada

Lecture 155 Legal Name Australia

Lecture 156 Legal Name United Kindgom

Lecture 157 Legal Name New Zealand

Lecture 158 Legal Name United States

Section 10: Lines of Defence

Lecture 159 First Line of Defence (FLOD)

Lecture 160 Second Line of Defence (SLOD)

Lecture 161 Third Line of Defence (TLOD)

Section 11: Job Assistance

Lecture 162 3 Stages of Money Laundering Question

Lecture 163 Lecture on getting a job in this industry.

Lecture 164 KYC Analyst Job Description Overview

Lecture 165 Transaction Monitoring/AML Analyst Line 1 Role

Lecture 166 Transaction Monitoring Senior Analyst Line 2 Job Description

Lecture 167 FCC Line 2 Advisory Job Description

People want to be a KYC Analyst.,People who want to conduct their own KYC profiles.