Kyc Know Your Customer Bootcamp (6 Hours, New For 2022)

POSSIBLY THE BEST KYC COURSE IN THE WORLD. learn skills course on how to be come an KYC Analyst, not just AML Theory.

What you'll learn
Profficient in CIP
Profficient in CDD
Understanding of various AML topics
Understanding of Financial Crime Compliance ecosystem.
Requirements
No Requirements
Description
Greetings All and welcome to my academy here.Being in Financial Crime is one of the hottest global jobs around the world, and even in uncertain economic times will only grow as more and more nations force large-scale regulatory and legal demands on big financial institutions.This course goes through Anti Bribery and Anti Corruption for Financial Crime Compliance, AML. KYC. These skills are required at major financial institutions such as Investment Banks, Hedge Funds, Private Equity, and now Crypto.People who complete this course will have the skills and knowledge to become:KYC AnalystKYC/CDD AnalystKYC Onboarding AnalystKYC RepresentativeKYC Team LeadClient/Customer Onboarding AnalystClient/Customer Onboarding SpecialistAML Prevention RepresentativeI'm a qualified financial crime expert, I've been previously focusing on exam preparation but now I've dived into the course realm. I currently work for an Investment Advisor in Los Angeles but have previously worked in Sydney, London, New York, and Perth. I have a Masters's degree in Anti Money Laundering and Counter-Terrorism Financing from Charles Sturt University. I've previously worked for MUFG, CBA, JP Morgan, and BMO Capital Markets.I'm happy and always willing to provide continuous support to people who are here if you have any queries or questions on various certifications and becoming a KYC analyst

Overview

Lecture 1 Introduction/Teaser

Lecture 2 How to use this course? PDF Document Attached.

Lecture 3 Reasons To Take This Course

Lecture 4 What is KYC?

Lecture 5 What is KYC Video

Lecture 6 KYC Process in a nutshell

Lecture 7 How KYC Fits in with an Organization?

Lecture 8 New Client Onboarding or Remediation/Reassessments

Lecture 9 Staff v Consultant?

Lecture 10 Customer Due Diligence Rule Basics

Section 1: Types of Financial Institutions and Types of Financial Divisons

Lecture 11 Individuals/Retail Banking

Lecture 12 Institutional Banking and Wholesale Banking

Lecture 13 Private Banking

Lecture 14 Alternative Investments

Lecture 15 Crypto

Section 2: Front Office Communication

Lecture 16 Front Office Basics

Lecture 17 Initial Email from Front Office.

Lecture 18 Initial email and request from Front Office

Lecture 19 Receiving Documents from Front Office

Lecture 20 Stages of the KYC Process

Section 3: Customer Identification Stage

Lecture 21 Legal Name

Lecture 22 Legal Name (Entity)

Lecture 23 Legal Name (Individual)

Lecture 24 Legal Name Example

Lecture 25 Legal Address

Lecture 26 Legal Address Entity Example

Lecture 27 Legal Address Individual Example

Lecture 28 Principal Place of Business (PPOB)

Lecture 29 Principal Place of Business (PPOB) Example

Lecture 30 Secondary Verification of Business Location/Domiciled Location

Lecture 31 Legal Name, Registered Address, Principal Address, Legal Number COMBINATION

Lecture 32 Date of Incorporation

Lecture 33 Date of Incorporation Example

Lecture 34 Type of Ownership

Lecture 35 Types of Ownership - Example

Lecture 36 Bearer Shares

Lecture 37 Offshore Banking Licence

Lecture 38 Purpose of Account

Lecture 39 Financial Regulator

Lecture 40 Financial Regulator Example

Lecture 41 Public Traded Companies and Exemptions.

Lecture 42 Legal Entity Identifier

Lecture 43 Tax Residence

Lecture 44 Financial Industries

Lecture 45 Regulator Ultimate Parent

Lecture 46 Number of Employees

Lecture 47 Number of Employees - KYC Example

Lecture 48 Tax Identification Number (TIN)

Lecture 49 Primary Business

Lecture 50 Primary Business Example

Lecture 51 Financials

Lecture 52 Financials (EXAMPLE)

Lecture 53 NAICS & SICS Codes

Lecture 54 Operating Company

Lecture 55 Board of Directors and Senior Management

Lecture 56 Product

Lecture 57 Source of Funds

Lecture 58 Source of Funds Example

Lecture 59 Source of Wealth

Lecture 60 Old Source of Wealth Example

Lecture 61 Materiality in SoW

Lecture 62 Investment Experience and Preference

Lecture 63 Correspondant Banking Downstream Nested Payable Through Accounts

Lecture 64 Politically Exposed Persons (PEPS)

Lecture 65 Policies and Procedures

Lecture 66 Provide full legal name of the ultimate parent (if different from the Entity)

Lecture 67 Registered Address

Lecture 68 Board of Directors and Senior Management EXAMPLE

Lecture 69 Sanctions Screening

Lecture 70 Sanctions Screening Example

Lecture 71 Name Screening

Lecture 72 Screening - What we are looking for?

Lecture 73 Screening: Individuals and Entities

Lecture 74 Screening in 2022

Lecture 75 False Match. True Match, False Positive

Lecture 76 Double Blind Name Screening

Lecture 77 Ownership Structure

Lecture 78 RIsk Assessment

Lecture 79 Risk Assessment Matrix

Lecture 80 Geography/Jursidiction

Lecture 81 Exchange Listing

Lecture 82 High Risk Industries

Lecture 83 Extractive Industries

Lecture 84 Virtual Currencies (Crypto)

Lecture 85 Offshore Tax Havens: A guide on which nations are Treasure Islands.

Section 4: United Airlines Case Study

Lecture 86 United Airlines - Legal Name

Lecture 87 United Airlines - Registered Address

Lecture 88 United Airlines - Primary Business Address/PPOB

Lecture 89 United Airlines - Tax form W9/W8 EIN

Lecture 90 Board of Directors

Lecture 91 Senior Management

Lecture 92 United Airlines - Financial Information/Financials

Lecture 93 United Airlines - Primary ID

Lecture 94 United Airlines - Regulated Stock Exchange

Lecture 95 United Airlines - Source of Funds

Lecture 96 United Airlines - Source of Wealth

Section 5: Customer Due Diligence

Lecture 97 What is the Beneficial Ownership?

Lecture 98 Beneficial Ownership Discussion

Lecture 99 Researching the BO and Dealing with Obstacles with Clients

Lecture 100 KYC-CDD Rule

Lecture 101 Beneficial Owner and Ultimate Beneficial Ownership

Lecture 102 Benefitial Owner vs Control Prong

Lecture 103 Finding the Beneficial Owner and Ultimate Beneficial Owner.

Lecture 104 Primary Identification for Ultimate Beneficial Ownership and Control Prong

Lecture 105 Event Triggers

Section 6: Risk Assessment Issues

Lecture 106 Designated Non Financial Businesses

Section 7: Enhanced Due Diligence

Lecture 107 Enhanced Due Diligence (EDD)

Section 8: Onboarding Types (Funds, Private Equity, Hedge Funds, Investment Management)

Lecture 108 Investment Funds Client Onboarding

Lecture 109 Individuals

Lecture 110 Address and Account Verification

Lecture 111 Trusts

Lecture 112 Revocable Trust

Lecture 113 Corporations

Lecture 114 Partnerships

Lecture 115 Limited Partnership Agreement

Section 9: General KYC Stuff

Lecture 116 Connecting the Customer to the Banking/Trade System.

Lecture 117 Document Printing

Lecture 118 KYC - Periodic Review

Lecture 119 Independant Testing

Lecture 120 Quality Assurance

Lecture 121 Ongoing Employee Training

Lecture 122 AML Officer

Lecture 123 MLRO Officer

Section 10: Legal Name and Resource search for different jurisidictions

Lecture 124 Legal Name Canada

Lecture 125 Legal Name Australia

Lecture 126 Legal Name United Kindgom

Lecture 127 Legal Name New Zealand

Lecture 128 Legal Name United States

Section 11: Lines of Defence

Lecture 129 First Line of Defence (FLOD)

Lecture 130 Second Line of Defence (SLOD)

Lecture 131 Third Line of Defence (TLOD)

Section 12: Job Assistance

Lecture 132 3 Stages of Money Laundering Question

Lecture 133 Lecture on getting a job in this industry.

Lecture 134 KYC Analyst Job Description Overview

Lecture 135 Transaction Monitoring/AML Analyst Line 1 Role

Lecture 136 Transaction Monitoring Senior Analyst Line 2 Job Description

Lecture 137 FCC Line 2 Advisory Job Description

People want to be a KYC Analyst.,People who want to conduct their own KYC profiles.