Prevention Of Insider Trading: India Regulations

Master insider trading prevention: Compliance, detection, and safeguarding integrity for organizations

What you'll learn

Explore the definition and characteristics of insider trading

Discover the different types of insider trading, including classical, misappropriation, and tipper/tippee trading.

Master the laws and regulations on insider trading in India: SEBI (Prohibition of Insider Trading) Regulations, 2015

Discover effective practices for detecting and preventing insider trading, including identifying insider information, recognizing red flags etc

Requirements

Familiarity with key financial terms such as stocks, mutual funds, securities and trading would be beneficial.

Description

If you are an employee of an organization seeking to enhance your knowledge and skills in preventing insider trading within your organization, then this course is tailor-made for you. Are you looking to safeguard your organization's integrity, protect its reputation, and ensure compliance with insider trading regulations? In this comprehensive course, you will delve deep into the world of insider trading prevention, gaining the expertise you need to become a vigilant and proactive defender against unethical practices.In this course, you will:Explore the legal and ethical dimensions of insider trading, equipping yourself with the knowledge to detect and prevent violations.Master the key provisions of insider trading regulations in India outlined by regulatory body SEBI (Prohibition of Insider Trading) Regulations, 2015.Discover the types and red flags of insider trading, developing the skills to identify suspicious activities and take timely preventive action.Learn best practices for promoting a culture of compliance, integrity, and accountability within your organization.Engage in case studies and real-life examples that illustrate how insider trading has been detected and prevented in different scenarios.Gain practical insights on reporting suspected violations and establishing robust monitoring mechanisms within your organization.Understanding and preventing insider trading is crucial for maintaining fair and transparent markets, protecting shareholder interests, and upholding ethical standards. By taking this course, you will empower yourself to contribute to a strong ethical culture within your organization and mitigate the risks associated with insider trading.This course goes beyond theoretical knowledge, offering practical activities and case studies that simulate real-world scenarios. You will have the opportunity to apply your learning to prevent insider trading incidents and enhance your organization's overall risk management framework.What sets this course apart is my background in compliance & regulations. As an experienced instructor, I have a proven track record of delivering high-quality courses that resonate with students. I have already successfully taught similar courses like Anti-Money Laundering, equipping professionals like you with the practical insights and actionable strategies needed to excel in preventing financial crimes.I have designed this course to provide you with the knowledge and skills necessary to make an immediate impact in safeguarding against insider trading risks.Don't miss out on the chance to become a trusted insider trading prevention champion. Enroll today and embark on this transformative journey to become a vigilant defender against insider trading within your organization. Together, we will delve into the intricacies of insider trading prevention, empowering you with practical knowledge and actionable strategies. I look forward to seeing you in the course. Namaste!

Overview

Section 1: Introduction to Insider Trading

Lecture 1 Who is an Insider?

Lecture 2 What is Insider Trading?

Lecture 3 Course Resources

Lecture 4 Importance of Preventing Insider Trading

Lecture 5 Case Study: The ZEEL Insider Trading Case

Section 2: Types of Insider Trading

Lecture 6 Classical, Misappropriation, and Tipper/Tippee Insider Trading

Section 3: Laws and Regulations on Insider Trading

Lecture 7 Overview of Laws and Regulations on Insider Trading Globally

Lecture 8 SEBI (Prohibition of Insider Trading) Regulations, 2015

Lecture 9 Prohibition on Communication or Procurement of Unpublished Price Sensitive Info

Lecture 10 Prohibition on Trading when in Possession of UPSI

Lecture 11 Case Study: Insider Trading in Deepak Fertilizers Shares

Lecture 12 Obligation to Disclose Trading Plans

Lecture 13 Obligation to Maintain a Code of Conduct for Prevention of Insider Trading

Lecture 14 Designated Persons

Lecture 15 Trading Restrictions: Pre-Clearance, Trading Window & Disclosure Requirements

Lecture 16 Maintaining a Structured Digital Database

Lecture 17 Institutional Mechanism for Prevention of Insider trading

Lecture 18 Case Study: The Titan Insider Trading Case

Section 4: Detecting & Preventing Insider Trading

Lecture 19 Identifying Insider Information

Lecture 20 Red Flags of Insider Trading

Lecture 21 Best Practices for Preventing Insider Trading

Lecture 22 Reporting Suspected Violations of Insider Trading Regulations

Section 5: Penalties for InsiderTrading

Lecture 23 Penalties associated with Insider Trading

Section 6: Congratulations!

Lecture 24 Bonus Lecture

Employees of organizations who seek to enhance their knowledge and skills in preventing insider trading within their organization,Compliance officers and legal professionals within organizations who wish to deepen their understanding of insider trading regulations and enhance their ability to develop and implement effective prevention measures,Management professionals who want to understand the implications of insider trading and its potential impact