Complete Securities Guys Series 65 Course

We make the Series 65 make sense!

What you'll learn

You will learn important concepts for the Series 65

You will learn how to take and pass the Series 65

Learn Test Taking tricks that help with any exam

You will enjoy the humor of the instructor more than other classes you've taken

Requirements

There are no prerequisites for the Series 65. It would be useful to have a connection with an Advisory, but not a requirement.

Description

I have over 7 years of experience teaching securities, including the Series 65 exam. I have helped hundreds of people pass the exam.This course is a copy of my lectures, with the additional resources I have created, organized by related lecture. This allows students who need extra help on a topic to see some additional ways of looking at it. I have animations, written posts, and graphic images that help explain the concepts. I am always interested in ideas for more that would benefit students!I am a firm believer in my classes doing 2 things;1. They teach 85-90% of the material you are most likely to see. Why not 100%? That last 10-15% could be from 500-1000 different itty bitty little topics. It isn't worth the many hours it would take to study all 100%. Plus, as you practice, you'll pick up some of that last 10-15%. 70% is passing, why go for 100%? and 2. My job is to get you to pass a dumb test. All of the tests are dumb. They are not aptitude tests, career predictors, they are not intelligence tests, or success meters. They are a dumb hoop you have to jump through in order to do the career you want to do. Don't get me wrong, they are extremely important, as we don't want people dealing with these things that haven't been tested, but these are generalist exams. Any specific methods, procedures, etc will be taught by your company. My job is not to teach you how to grow a massive business or anything like that; My job, is to get you to pass a dumb test, so you can then go learn from your companies how to grow a massive business.If you are looking for a class on how to trade securities, how to manage a successful brokerage or advisory accounts, for yourself or clients, this is not the class for you. This is to get you to pass the Series 65 exam. Nothing more :)

Overview

Section 1: Introduction

Lecture 1 Introduction

Lecture 2 Sec. 1.1 Intro Investments

Lecture 3 Sec. 1.2 Intro to Debt

Lecture 4 Sec. 1.3 Corporate Debt

Lecture 5 Sec. 1.4 Municipal and Foreign

Lecture 6 Sec. 1.5 Derivatives

Lecture 7 Sec. 1.6 Insurances

Lecture 8 Sec. 1.7 Pooling Securities

Lecture 9 Sec. 1.8 Orders

Lecture 10 Sec. 2.1 Types of Clients I

Lecture 11 Sec. 2.2 Types of Clients II

Lecture 12 Sec. 3.1 Intro Accounts

Lecture 13 Sec. 3.2 Minor's Accounts

Lecture 14 Sec. 4.1 Individual Retirement

Lecture 15 Sec. 4.2 Intro ERISA

Lecture 16 Sec. 4.3 Specific Plans

Lecture 17 Sec. 5.1 Economics I

Lecture 18 Sec. 5.2 Economics II

Lecture 19 Sec. 6.1 Taxes

Lecture 20 Sec. 7.1 Money with Time

Lecture 21 Sec. 7.2 Analysis in More Detail

Lecture 22 Sec. 7.3 Risks and Management

Lecture 23 Sec. 8.1 Managing Portfolios, Styles, and Strategies

Lecture 24 Sec. 9.1 USA Definitions

Lecture 25 Sec. 9.2 Registering Securities

Lecture 26 Sec. 9.3 Admins

Lecture 27 Sec. 10.1 Big 4 Federal Laws

Lecture 28 Sec. 10.2 More Federal Laws and Regulations

Lecture 29 Sec. 11.1 Intro to IAA40 and USA

Lecture 30 Sec. 11.2 Brochure

Lecture 31 Sec. 11.3 Ethics

Lecture 32 Conclusion

Students who are studying for the Series 65, and need a way for it "to just make sense"