Complete Corporate Compliance And Governance Bootcamp

Key Aspects of Governance, Leadership, and Compliance for Operational Prowess

What you'll learn

Learn the foundations of corporate compliance and practical application areas

Comprehend compliance case studies and recognize the value of effective corporate compliance for organizations

Understand relevant compliance requirements and obligations as well as potential harms to organizations

Learn about compliance governance structures and key functions including board and management-level oversight

Understand the elements of a compliance management system and be able to comprehend practical implications

Comprehend key elements of corporate compliance management, including a code of conduct, reporting lines, policies, procedures, controls, and training

Learn how to deal effectively with non-compliance in an organizational environment

Requirements

To participate in this Certificate Program, you will need an electronic device with online video-viewing capabilities (e.g., smartphone, tablet, laptop, desktop computer, etc.).

Although this is helpful, you will need no previous knowledge in compliance or anti-financial crime.

A background in business, legal, or finance might also be beneficial but is not required.

Description

As non-compliance poses significant financial, reputational, and operational risks, understanding and integrating effective compliance practices is essential for corporations. This course covers the essentials of adherence to laws and regulations, aiming to prevent compliance failures and protect the interests of shareholders, consumers, and other stakeholders. Through seven detailed modules, participants will learn about the key aspects and methods of corporate compliance, how to manage compliance risks, and ensure their organization's strategic and transparent progression.COURSE STRUCTUREModule 1: Corporate Compliance FoundationExplore the basics of corporate compliance, including its definition, the importance of making rules effective, and knowing the regulations. A case study on Enron's systemic compliance failures illustrates the consequences of non-compliance, setting the stage for understanding compliance's critical role.Module 2: Importance of Corporate ComplianceDive into why corporate compliance is crucial for businesses, covering the extensive obligations corporations face, the role of the board of directors in ensuring compliance, and how compliance helps avoid reputational harm and adds positive value to the organization.Module 3: Interaction Between Compliance and Risk ManagementUnderstand the relationship between compliance and risk management, including how to conduct risk analyses, define risk tolerance, and manage risk through outsourcing and insurance. This module highlights the intertwined nature of risk and compliance functions.Module 4: Compliance Governance Structures and Key FunctionsLearn about the governance structures essential for effective compliance, including the roles of the board, management, and compliance officers. The Three Lines of Defence model is introduced to delineate responsibilities within an organization.Module 5: Holistic Compliance Management SystemExamine the components of a comprehensive compliance management system, focusing on creating a culture of compliance, setting objectives, managing risks, and ensuring continuous improvement through effective communication and monitoring.Module 6: Key Elements of Compliance ManagementThis module details the critical elements necessary for managing compliance, including the code of conduct, reporting lines, policies, training, and the importance of compliance in branding and communications with business partners.Module 7: Dealing With Non-ComplianceDiscover strategies for addressing non-compliance, including the establishment of a senior response team, effective reporting and communication tactics, enforcing discipline, and conducting lessons learned and root cause analyses.By the end of this course, participants will be equipped with the knowledge to implement and improve corporate compliance programs, ensuring their organizations meet regulatory standards and uphold ethical practices.COURSE FEATURESInteractive Modules: Engage with dynamic content, including multiple-choice exercises that mirror real-world scenarios.Expert Instruction: Benefit from the insights and experiences of seasoned professionals in corporate compliance.Flexible Learning Environment: Access our course from anywhere, at any time, through our state-of-the-art online platform, designed for busy professionals.Professional Certification: Earn a distinguished certification issued by the Financial Crime Academy that showcases your expertise in corporate compliance with an understanding of its importance within the compliance, risk management, and anti-financial crime landscape.WHO THIS COURSE IS FORThis program is ideally suited for compliance officers, risk managers, corporate governance professionals, and senior executives who are responsible for overseeing or directly managing their organization's compliance programs. It is also highly beneficial for legal advisors, HR professionals, and any individual involved in developing, implementing, or enhancing corporate compliance strategies to meet regulatory compliance objectives and manage compliance risks effectively.ENROLL TODAYEnroll in our corporate compliance course today to take a significant step towards becoming an expert in navigating and mitigating compliance, regulatory, and other risks, thereby contributing to the overall success of your organization.Important! This course, similar to the Financial Crime Academy's Certificate in Corporate Compliance, is available on Udemy to support FCA's mission of making professional education more widely accessible. Completion via Udemy grants a certificate of completion only without access to FCA's platform, support, or a verifiable certificate ID. Courses on Udemy do not count towards FCA's CAMP, CAIP, or CFCP programs.

Overview

Section 1: Introduction to this Program

Lecture 1 Thank You & Welcome

Lecture 2 Introduction

Section 2: Corporate Compliance Foundation

Lecture 3 Introduction to this Module

Lecture 4 Defining Compliance

Lecture 5 Making Rules "Stick"

Lecture 6 Knowing the Rules

Lecture 7 Case Study: Enron's Systemic Compliance Failures

Lecture 8 Module Summary

Section 3: Importance of Corporate Compliance

Lecture 9 Introduction to this Module

Lecture 10 Obligations are Numerous, Pervasive, and Varied

Lecture 11 The Demands of a Settlement Agreement

Lecture 12 The Board of Directors Has a Fiduciary Duty

Lecture 13 Avoiding Reputational Harm

Lecture 14 The Indispensable and Positive Value of Compliance

Lecture 15 Module Summary

Section 4: Interaction between Compliance and Risk Management

Lecture 16 Introduction to this Module

Lecture 17 Compliance & Risk Management

Lecture 18 Risk Analysis

Lecture 19 Risk Tolerance

Lecture 20 Outsourcing Risk & Compliance

Lecture 21 Insurance as Another Vehicle to Manage Risk

Lecture 22 Module Summary

Section 5: Compliance Governance Structures and Key Functions

Lecture 23 Introduction to this Module

Lecture 24 Board Oversight and its Roles

Lecture 25 Board-Level Corporate Compliance Sub-Committee

Lecture 26 Management Level Corporate Compliance Committee or MCCC

Lecture 27 Three Lines of Defence or TLOD Model

Lecture 28 Corporate Compliance Functions

Lecture 29 Role of the Compliance Officer

Lecture 30 Module Summary

Section 6: Holistic Compliance Management System

Lecture 31 Introduction to this Module

Lecture 32 Culture of Compliance

Lecture 33 Compliance Objectives

Lecture 34 Compliance Risks

Lecture 35 Compliance Program

Lecture 36 Compliance Organization

Lecture 37 Compliance Communication

Lecture 38 Compliance Monitoring & Continuous Improvement

Lecture 39 Module Summary

Section 7: Key Elements of Compliance Management

Lecture 40 Introduction to this Module

Lecture 41 The Code of Conduct

Lecture 42 Reporting Lines

Lecture 43 Policies, Procedures, and Standards

Lecture 44 Training

Lecture 45 Information Flows

Lecture 46 Compliance & Branding

Lecture 47 Communications with Business Partners

Lecture 48 Monitoring & Screening

Lecture 49 Module Summary

Section 8: Dealing With Non-Compliance

Lecture 50 Introduction to this Module

Lecture 51 What is Non-Compliance?

Lecture 52 Key Principles when Dealing with Non-Compliance

Lecture 53 Senior Response Team

Lecture 54 Reporting and Other Communication

Lecture 55 Enforcing Discipline

Lecture 56 Lessons Learned and Root Cause Analysis

Lecture 57 Module Summary

Section 9: Completing this Program

Lecture 58 Course Summary

Executives, senior managers, and heads of departments who require a better understanding of corporate compliance and the role it should play within their organizations.,Managers who are responsible for managing risk and/or embedding effective systems of corporate governance.,Insurance managers, brokers, safety practitioners, auditors, project managers, accountants, solicitors, and consultants who are increasingly finding corporate compliance is forming part of their remit or are expected to have a broad understanding of the subject.,Practitioners who require a refresher on recent developments in corporate compliance.