UK Client Assets (CASS) Regulation Training
Last updated 10/2025
Duration: 1h 11m | .MP4 1280x720 30 fps(r) | AAC, 44100 Hz, 2ch | 470.53 MB
Genre: eLearning | Language: English
Last updated 10/2025
Duration: 1h 11m | .MP4 1280x720 30 fps(r) | AAC, 44100 Hz, 2ch | 470.53 MB
Genre: eLearning | Language: English
Client Assets (CASS) Sourcebook principles |CASS 3| CASS 6| CASS 7| CASS 8| CASS 10|CMAR| Case study|
What you'll learn
- Understand the Financial Conduct Authority's objectives with regards to safeguarding client assets
- Outline the key requirements of the Client Assets (CASS) Regulation
- Explain when CASS applies to a firm
- Discuss the consquences of non-compliance with the CASS requirements
- Understand the fundamentals of the key CASS Chapters in the sourcebook
- Learn through real life example case study
Requirements
- There are no prerequisites for taking the course.
Description
This comprehensive course is designed to provide participants with a thorough understanding of the regulatory framework governing Client Assets (CASS). The course covers key principles and requirements set forth by the Financial Conduct Authority to protect client assets. Participants will explore topics such as segregation of client assets, record-keeping, reporting obligations. The course also addresses recent regulatory developments and their implications for financial institutions. The course also outlines the consquences of non-compliance. In this course we cover the main CASS chapters such as CASS 6 (custody assets), CASS 7 (client money), CASS 3 (collateral), CASS 8 (mandates) and CASS 10 (Resolution Pack). By the end of the course, participants will be equipped with the knowledge and skills necessary to navigate the complexities of client assets regulation and ensure adherence to regulatory standards. This course is ideal for those seeking to learn the regulation as a beginner, intermediate or as a refresher course. It is ideal for compliance officers, financial professionals, and anyone involved in the management of client assets or working in the financial services sector who might need knowledge and awareness of the Client Asset Regulation and how they might impact their day to day activities at their workplace.
Who this course is for:
- This course is designed for all Financial Professionals that want to increase their knowledge and awareness of the CASS regulation.
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