Iso 37301. Compliance Management.

Understand the requirements for a compliance management system according to ISO 37301:2021.

What you'll learn
Understand what is a compliance management system
Master the requirements of ISO 37301
Identify compliance obligations and assess compliance risks
Participate in the implementation or audit of a compliance management system
Manage and improve compliance aspects in an organization
Requirements
No previous knowledge is required, but if you are familiar with ISO standards and management system it is helpful.
Description
Compliance is required everywhere. Every organization in the world has compliance obligations to meet. The regulatory landscape is in constant change and organizations need systems to make sure they keep up.Since the consequences of noncompliance can be catastrophic to an organization, the need for a systematic approach to compliance management, to ensure that compliance obligations are identified and understood and that compliance risks are assessed and treated, becomes evident.This online course discusses all the requirements of ISO 37301, the international standard for compliance management systems, to help you understand the approach to compliance management of the International Organization for Standardization (ISO).We will see what is a compliance management system, what is the purpose of ISO 37301, what is the structure of the standard and who can use it.The course follows the structure of the standard, so we will discuss about the context of the organization, about the identification of compliance obligations and the compliance risk assessment. We will talk about how critical it is for the compliance management system to be supported by the senior management. The requirements for the compliance policy specified in the standard, the responsibilities of the compliance function, the compliance objectives and the plans for their achievement or the risks and opportunities relevant for the compliance management system are detailed in the videos of the course. The controls in place to ensure that compliance requirements are met, the documentation that supports the compliance management system, the efforts of the company to ensure its people have the necessary competence and receive adequate awareness, the whistleblowing system and the way reports of concerns must be investigated, the internal audit of the management system, the management review or the way nonconformities should be managed by the organization, are other subjects that are discussed in detail during the course.At the end you will find information about the certification to ISO 37301 as a company but also as a compliance management professional.After going through all the videos in the course you gain a good understanding of what represents a compliance management system and how an organization can achieve compliance with the requirements of ISO 37301. Advance your compliance management career and become aware of how compliance aspects should be addressed by an organization, according to internationally accepted know-how offered by standards.

Overview

Section 1: Introduction to the subject of compliance management and ISO 37301

Lecture 1 Introduction

Lecture 2 A compliance management system

Lecture 3 Possible consequences of noncompliance

Lecture 4 About ISO 37301

Section 2: Context of the organization

Lecture 5 Understanding the organization and its context

Lecture 6 Understanding the needs and expectations of interested parties

Lecture 7 Determining the scope of the compliance management system

Lecture 8 Compliance management system

Lecture 9 Compliance obligations

Lecture 10 Compliance risk assessment part 1

Lecture 11 Compliance risk assessment part 2

Section 3: Leadership

Lecture 12 Leadership and commitment

Lecture 13 Compliance culture

Lecture 14 Compliance governance

Lecture 15 Compliance policy

Lecture 16 Roles, responsibilities and authorities

Lecture 17 Compliance function

Section 4: Planning

Lecture 18 Actions to address risks and opportunities

Lecture 19 Compliance objectives and planning to achieve them

Lecture 20 Planning of changes

Section 5: Support

Lecture 21 Resources

Lecture 22 Competence

Lecture 23 Awareness

Lecture 24 Communication

Lecture 25 Documented information part 1

Lecture 26 Documented information part 2

Section 6: Operation

Lecture 27 Operational planning and control

Lecture 28 Establishing controls and procedures

Lecture 29 Raising concerns

Lecture 30 Investigation processes

Section 7: Performance evaluation

Lecture 31 Monitoring, measurement, analysis and evaluation

Lecture 32 Sources of feedback on compliance management

Lecture 33 Development of indicators

Lecture 34 Compliance reporting and record-keeping

Lecture 35 Internal audit

Lecture 36 Management review

Section 8: Improvement

Lecture 37 Continual improvement

Lecture 38 Nonconformity and corrective action

Lecture 39 The certification to ISO 37301

Lecture 40 Thank you and good bye

Compliance managers,Compliance professionals,ISO auditors,Management consultants