Build Powerful Compliance Programs & Prevent Corporate Fraud

Learn everything you need to know to build an effective and powerful compliance culture and prevent corporate fraud.

What you'll learn

Get Certified by The Elite Compliance Group: Certificate in .pdf format, personalized URL and unique QR code for verification.

Build a Powerful Compliance Program

Integrate Compliance Throughout the Company

The Compliance Officer: Independence, Empowerment, and Resources

The Code of Conduct: Policies, Procedures, and Standards + Template

Compliance and Branding

Monitoring and Reporting Line

Fraudsters' Motivations

The Elements of Fraud, The Triangle of Fraud and The Triangle of Fraud Action

The Accidental vs. The Predator Fraudster: Demographics, Motivation, Behavioral Characteristics of

Internal Controls and Segregation of Duties

Data and Technology

Money Laundering Basiscs, Stages and Commons Schemes

Whistleblowing and Real Life Examples

Fraud Policy Must Haves

Requirements

Previous knowledge can help completing the course more quickly, although it is not necessary.

Description

The course "Building a Powerful Compliance Program and Prefenting Corporate Fraud" is divided into 2 parts:In the first one you will learn everything you need to know to build a powerful and effective compliance program and culture, from the origins of compliance and how to create a powerful compliance culture throughout the company, to trainings, code of conduct, monitoring and reporting, training, branding, and much more.In the second part you will learn how to prevent, detect, investigate and correct corporate fraud, including analyzing different studies, pillars and methods used in corporate fraud investigations, such as The Accidental vs. The Predator fraudster characteristics, The Fraud Triangle, The Fraud Action Triangle and The Fraud Diamond, The Fraud Scale, money laundering stages and so much more.Includes the theoretical part, studies and research, and real life examples.Once you have completed the entire course, you can request your verified Certificate of Completion issued by The Elite Compliance Group. I will provide you in 48 hours the .pdf version (which includes the unique QR code) and the personalized URL where your certificate will be published. Other electronic formats are available on request.This Certificate is provided in addition to the one offered by Udemy.Below you can find the full course index. The course also contains small questionnaires for you to check your acquired knowledge for some of the sections.Full Course Index:Part 1: Building a Powerful Compliance ProgramOrigins of ComplianceIntegrating Compliance Throughout the CompanyThe Compliance OfficerIndependence, Empowerment, and ResourcesThe Code of ConductPolicies, Procedures, and Standards + TemplateTrainingTraining SessionsOther CommunicationFlowsCompliance and BrandingCommunications with Third PartiesMonitoringReporting LineCompliance Is More Than Meets The EyeWhy Individuals Do Bad ThingsPart 2: Preventing Corporate FraudThe Elements of FraudWhy Individuals Commit FraudPerceived PressurePerceived OpportunityRationalizationThe Accidental FraudsterFraudster DemographicsMICEBehavioral CharacteristicsFinancial Forensics ConsiderationsThe Predator FraudsterCharacteristics of a PredatorThe Triangle of Fraud, The Triangle of Fraud Action and The Fraud ScaleThe Dorminey et al Meta ModelInternal Control ConsiderationsSegregation of DutiesData and TechnologyData Analysis Tools ConsiderationsData Quality and Text Analysis ConsiderationsMoney LaunderingMoney Laundering BasicsMoney Laundering Common SchemesCrime DetectionWhistleblowingCorporate Fraud Real Life ExampleBecoming a WhistleblowerFraud Policy Must Haves

Overview

Section 1: Origins of Compliance

Lecture 1 Origins of Compliance

Section 2: Integrating Compliance Throughout the Company

Lecture 2 Integrating Compliance Throughout the Company

Lecture 3 Top to Bottom

Section 3: The Compliance Officer

Lecture 4 Independence, Empowerment, and Resources

Section 4: The Code of Conduct

Lecture 5 The Code of Conduct + Template

Lecture 6 Policies, Procedures, and Standards

Section 5: Training

Lecture 7 Training

Lecture 8 Other Communication Flows

Section 6: Compliance and Branding

Lecture 9 Compliance, Branding and Communications with Business Partners

Lecture 10 Monitoring

Lecture 11 Reporting Line

Section 7: Compliance Is More Than Meets The Eye

Lecture 12 Compliance Is More Than Meets The Eye

Section 8: Why Individuals Do Bad Things

Lecture 13 Why Individuals Do Bad Things

Section 9: Preventing Corporate Fraud

Lecture 14 The Elements of Fraud

Lecture 15 Why Individuals Commit Fraud

Lecture 16 Perceived Pressure

Lecture 17 Perceived Opportunity

Lecture 18 Rationalization

Section 10: The Accidental Fraudster

Lecture 19 The Accidental Fraudster

Lecture 20 Fraudster Demographics

Lecture 21 MICE

Lecture 22 Behavioral Characteristics

Section 11: Financial Forensics Considerations

Lecture 23 Financial Forensics Considerations

Section 12: The Predator Fraudster

Lecture 24 Characteristics of a Predator

Lecture 25 The Triangle of Fraud, The Triangle of Fraud Action, The Fraud Scale

Lecture 26 The Dorminey et al Meta Model

Section 13: Internal Control Considerations

Lecture 27 Internal Control

Lecture 28 Segregation of Duties

Lecture 29 Data and Technology

Lecture 30 Data Analysis Tools Considerations

Lecture 31 Data Quality and Text Analysis Considerations

Section 14: Money Laundering

Lecture 32 Money Laundering

Lecture 33 Money Laundering Basics

Lecture 34 Money Laundering Common Schemes

Lecture 35 Crime Detection

Section 15: Whistleblowing

Lecture 36 Whistleblowing

Lecture 37 WorldCom Fraud

Lecture 38 The Choice to be a Whistleblower

Lecture 39 Fraud Policy Must Haves

Compliance Officer,Junior Compliance Officer,Senior Compliance Officer,Compliance Manager,Internal Auditor,External Auditor,Forensic Accountant,Fraud Investigator,Compliance Analyst,Internal Control,Corporate Governance,Anti Money Laundering,Corporate Fraud,Money Laundering Reporting Officer (MLRO)